Hallos

Risk and Compliance Manager

Risk and Compliance Manager

  • 4 hours
  • Self-paced online
  • Certificate on completion

Part of Management courses

The Risk and Compliance Manager course is a comprehensive training course designed to provide a practical understanding of the fundamental areas of compliance assurance. It explores the key concepts of ethics and compliance in business, from governance to auditing, with step-by-step guidance. Whether you are looking to build your expertise or are interested in establishing a career in this field, this course will provide you with the skills you need to do so.

To start with, you will gain an in-depth understanding of the role and responsibilities of the compliance department, building your knowledge of the relationship between ethics and compliance in business. The course covers the basic concepts to the fundamentals, where you will learn about compliance systems, the compliance auditing process, and much more.

Not only will you discover how the compliance department protects organisations from financial risk, but you will have the ability to provide advice to businesses to help them make better decisions, as well as ensure that policies are being correctly adhered to. Fast track your career today and earn an industry-recognised qualification.

  • Accredited by CPD
  • Instant e-certificate and hard copy dispatch by next working day
  • Fully online, interactive course with audio voiceover
  • Developed by qualified professionals in the field
  • Self-paced learning and laptop, tablet, smartphone-friendly
  • 24/7 Learning Assistance
  • Discounts on bulk purchases

Who should take the course

Risk and Compliance Manager

Risk and Compliance Officer

Head of Compliance Assurance

Compliance Consultant

Certification

Once you’ve successfully completed your Risk and Compliance Manager course, you will immediately be sent a digital certificate. Also, you can have your printed certificate delivered by post (shipping cost £3.99). All of our courses are fully accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field. Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.

Learning Outcomes

By the end of the course, learners will be able to:

Demonstrate knowledge of the role and responsibilities of the compliance department

Explain the five basic elements of compliance and the compliance management system

Put together an effective compliance program and provide compliance training

Describe the different steps in the compliance audit process

Understand the responsibilities of ethics and compliance practitioners

Identify the different types of financial risk and the classifications of risk

Implement an effective risk management strategy and policy in the workplace

Protect organisations by detecting, evaluating, monitoring and reviewing risk

Assessment

At the end of the course, there will be an online assessment, which you will need to pass to complete the course. Answers are marked instantly and automatically, allowing you to know straight away whether you have passed. If you haven’t, there’s no limit on the number of times you can take the final exam. All this is included in the one-time fee you paid for the course itself.

Accreditation

All of our courses are fully accredited. The content of the Risk and Compliance Manager course is certified by the CPD Certification Service as conforming to the continuous professional development principles. This course provides you with up-to-date skills and knowledge and helps you to become more competent and effective in your chosen field.

Curriculum

  1. Module 1: Introduction to Compliance
  2. Module 2: Five basic elements of compliance
  3. Module 3: Compliance Management System (CMS)
  4. Module 4: Compliance Audit
  5. Module 5: Compliance and Ethics
  6. Module 6: Risk and Types of Risk
  7. Module 7- Introduction to Risk Management
  8. Module 8: Risk Management Process
  9. Module 9: Time Management
  10. Module 10:Organisational Skills
  11. Module 11: Communication Skills